Senior Risk and Compliance Manager

Job Title: Senior Risk and Compliance Manager
Contract Type: Permanent
Location: Sydney CBD, New South Wales
Salary: Negotiable
Start Date: ASAP
Reference: 202234_1584399121
Contact Name: Fiona Lu
Contact Email:
Job Published: March 17, 2020 09:52

Job Description

The Company:

Our client is a leading financial services institution going through growth and strategic change and are seeking a Risk and Compliance Manager to act as an effective second line of defence in managing risks to the business. They are a great institution that adopts a customer focused approach and embodies great work life balance initiatives.

You must have extensive experience in risk management and experience with risk management frameworks. The ideal candidate will be a risk and compliance manager who has strong understanding with governance and reporting as well as compliance and risk controls.

The role:

  • Plan, design and implements an overall risk management process for the business
  • Conduct risk assessments which involves analysing risks
  • Support key stakeholders in embedding the complete application of the risk management framework and to oversee the reporting across the business to deliver across the end to end business operations.
  • Collaborate with key stakeholders to work on improvements to the risk management framework
  • Prepare risk reporting to different audiences
  • Handle corporate governance involving external risk reporting to stakeholders.
  • Conduct risk workshops and risks updates to key stakeholders
  • Provide strategic risk advice and guidance
  • Independently review and challenge the risk and control assessment in RCSA

The ideal candidate:

  • 5+ years' experience as a Risk and Compliance Manager
  • Proven track record in risk management
  • Strong understanding of the financial industry, relevant regulators such as ASIC and APRA and current legislative requirements.
  • Proven ability to understand operational and compliance risks inherent or emerging business area, to assess the level of risk and to develop and execute plans and mitigate risks
  • Strong understanding of technology development and maintenance.
  • Expert knowledge of financial services technology and/or operational and key regulatory requirements.
  • Strong communication skills, both written and verbal
  • Degree in Law, business, commerce or finance or equivalent, post graduate qualification is highly desired.

For a confidential discussion please call Fiona Lu on 02 8267 2492, email or click on the apply button below.