Senior Legal and Compliance Manager

Job Title: Senior Legal and Compliance Manager
Contract Type: Contract
Location: Sydney, New South Wales
Salary: Negotiable
Reference: 199609_1580444743
Contact Name: Fiona Lu
Contact Email:
Job Published: January 31, 2020 15:25

Job Description

The Company:

Our client is a leading global commercial bank which adopts customer focused approach and embodies great work life balance initiatives. They are currently seeking an auditor looking to move into an internal Compliance Manager position to draft and review the compliance policy and procedures.

The ideal candidate will be one that comes from an internal or external audit background. You will also have sound compliance knowledge and have experience working closely with government bodies and regulators.

The Role:

  • Develop detailed plan on implementing the Bank's compliance policy and procedure frameworks
  • Keep up to date with regulatory changes like FATCA, CRS and any ATO requirements
  • Manage notices and updates with licenses like AFSL
  • Prepare regulatory and analytical reports for head office
  • Perform internal audits and report on any findings
  • Identify any opportunities to work towards minimisation of legal risk across the firm
  • Point of contact for regulators or any government authorities
  • Promote positive compliance culture across business units
  • Conduct meetings with individual team members for training and development opportunities
  • Ad hoc tasks related to Legal and Compliance

You must have:

  • Must have audit (internal/external) experience
  • 3+ years financial services compliance experience
  • Proven team management experience
  • Experience working in transaction monitoring space
  • Banking/Law/Commerce or related degree qualified
  • Mandarin speaking

For a confidential discussion please call Fiona Lu on 02 8247 5703, email or click on the apply button below.

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