Risk and Compliance Manager

Job Title: Risk and Compliance Manager
Contract Type: Permanent
Location: Sydney CBD, New South Wales
Salary: Negotiable
Start Date: ASAP
Reference: 202236_1585094590
Contact Name: Fiona Lu
Contact Email:
Job Published: March 25, 2020 11:03

Job Description

The Company:

Our client is a leading financial services institution going through growth and strategic change and are seeking a Risk and Compliance Manager to challenge and support 1st line risk owners and risk champions within the technology and operations functions. They are a great institution that adopts a customer focused approach and embodies great work life balance initiatives.

You must have extensive experience in incident management and risk control assessments. The ideal candidate will be a risk and compliance manager who has strong understanding with typical risk activities such as incident and breach management, control assurance and control identification and assessment.

The role:

  • Perform technology risk assessment which involves incident mangagement,breach assessment and risk assessment using techology platforms.
  • Review and sample testing of control effectiveness
  • Work closely with senior leaders, the 1st line risk champions as well as developing strong relationships with 2nd line ERM team.
  • Challenge and review the first line risk control assessments.
  • Collaborate with key stakeholders to work on improvements to the risk management framework
  • Monitor and report incidents and breaches and to identify areas where it requires improvements.
  • Handle corporate governance involving external risk reporting to stakeholders.
  • Identification, mapping and management compliance obligations and associated controls
  • Provide strategic risk advice
  • Support Ad hoc regulatory engagements

The ideal candidate:

  • 6+ years' experience as a Risk and Compliance Manager
  • Strong understanding of the financial industry, relevant regulators such as ASIC and APRA and current legislative requirements.
  • Understanding of technology development and maintenance, project management and agile delivery methods. Experience with Cyber security, cloud outsourcing and IT auditing is highly desired.
  • Demonstrable experience in working in Line 2, designing and maintaining compliance management frameworks.
  • Expert knowledge of financial services technology and/or operational and key regulatory requirements.
  • Strong communication skills, both written and verbal
  • Undergraduate degree in technology, law, business, commerce, economics, finance or equivalent.

  • For a confidential discussion please call Fiona Lu on 02 8267 2492, email or click on the apply button below.