Compliance Manager - Wealth Management

Job Title: Compliance Manager - Wealth Management
Contract Type: Contract
Location: North Sydney, New South Wales
Salary: Negotiable
Reference: 201032_1580277603
Contact Name: Fiona Lu
Contact Email:
Job Published: January 29, 2020 17:56

Job Description

The Company:

Our client is a leading Australian bank which adopts customer focused approach and embodies great work life balance initiatives. They are currently seeking a Compliance Manager with a Wealth Management background to design and implement an enterprise -wide compliance management framework and related policies and procedures.

The ideal candidate will be one that comes from a banking compliance background. You will also have sound compliance knowledge and have experience working closely with government bodies and regulators.

The Role:

  • Develop detailed plan on implementing the Bank's compliance policy and procedure frameworks
  • Keep up to date with regulatory changes; ASIC, AUSTRAC and APRA.
  • Provide guidance to SME's and to train and mentor Junior Business Analyst
  • Facilitate workshops with key stakeholders
  • Provide guidance to key stakeholders to generate early alignment of strategy, objectives and desired outcome
  • Point of contact for regulators or any government authorities
  • Promote positive compliance culture across business units
  • Conduct meetings with individual team members for training and development opportunities
  • Ad hoc tasks related to Compliance

You must have:

  • 5+ years' experience in Wealth Management / Banking Compliance
  • Proven team management experience
  • Experience designing and implementing enterprise-wide compliance management frameworks
  • Experience working with separation projects
  • Sound knowledge of Australian financial services laws.
  • Strong stakeholder management
  • Understanding of principles of good corporate governance

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