Compliance Manager - Audit

Job Title: Compliance Manager - Audit
Contract Type: Contract
Location: Sydney, New South Wales
Salary: Negotiable
Reference: 192897_1553052004
Contact Name: Anson Lam
Contact Email:
Job Published: March 20, 2019 14:20

Job Description

The Company:

Our client is a leading global commercial bank which adopts customer focused approach and embodies great work life balance initiatives. They are currently seeking a Compliance Manager with a with a legal background to draft and review the compliance policy and procedures.

The ideal candidate will be one that comes from an internal or external audit background. You will also have sound compliance knowledge and have experience working closely with government bodies and regulators.

The Role:

  • Develop detailed plan on implementing the Bank's compliance policy and procedure frameworks
  • Keep up to date with regulatory changes like FATCA, CRS and any ATO requirements
  • Manage notices and updates with licenses like AFSL
  • Prepare regulatory and analytical reports for head office
  • Perform internal audits and report on any findings
  • Identify any opportunities to work towards minimisation of legal risk across the firm
  • Point of contact for regulators or any government authorities
  • Promote positive compliance culture across business units
  • Conduct meetings with individual team members for training and development opportunities
  • Ad hoc tasks related to Legal and Compliance

You must have:

  • Must have audit (internal/external) experience
  • 3+ years financial services compliance experience
  • Proven team management experience
  • Experience working in transaction monitoring space
  • Banking/Law/Commerce or related degree qualified

For a confidential discussion please call Anson Lam on 02 8247 5712, email or click on the apply button below.