Compliance Manager

Job Title: Compliance Manager
Contract Type: Permanent
Location: Sydney, New South Wales
Salary: Negotiable
Reference: 186319_1531452106
Contact Name: Anson Lam
Contact Email:
Job Published: July 13, 2018 13:21

Job Description

The Company:

Our client is a well-established Investment firm experiencing growth within the market. The fund is seeking an experienced compliance consultant to assist with the continuous change in regulations and standards within the industry.

This role will be ideal for an experienced compliance consultant with extensive experience in superannuation / investments risk and compliance. The ideal candidate will be looking to make an impact and proposing positive change on a business whilst stimulated with the idea of working within a growing firm with a large client base.

The Role:

  • Assist in review and maintenance of company's framework
  • Identify any opportunities or gaps in the business and ensure continuous improvement of operations and controls system
  • Promoting continuous growth by forecasting and capitalising on any emerging opportunities
  • Assist with AML reviews and onboarding
  • Regular input and insights on any proposed changes
  • Not restricted to the compliance space and will take on a variety of tasks including policy, marketing and investment reviews

You must have:

  • Must have 3+ years experience in investment and risk or regulatory exposure
  • Investment/Legal/Compliance Background
  • Strong understanding of regulatory risk, compliance, change management and process design
  • Excellent stakeholder management
  • Problem solving and genuine interest in achieving business needs


  • Rewarding and above market remuneration
  • Truly make an impact on a fast-growing start-up
  • Flexible Working Environment

For a confidential discussion please call Anson Lam on 02 8247 5712, email or click on the apply button below.

Get similar jobs like these by email

By submitting your details you agree to our T&C's